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Affliations

To provide exceptional investment services, Dow Wealth Management utilizes Bolton Global Capital, Inc. as its broker/dealer and Bolton Global Asset Management for advisory services. In addition, we rely on Bolton’s relationship with Pershing, LLC for securities clearing and custody services.

Bolton Global Capital, Inc. Bolton, Massachusetts

BoltonGlobal.com
Bolton
Bolton Global provides Dow Wealth Management with broker/dealer services, handling many administrative and regulatory functions for the firm. Bolton is uniquely suited to our needs because its primary expertise is traditional direct investing, as opposed to marketing packaged investment products such as mutual funds, hedge funds, and deferred annuities.

Bolton Global Asset Management

Dow Wealth Management provides financial advisory services through Bolton Global Asset Management, an SEC Registered Investment Advisor and affiliate of Bolton Global Capital, Inc.

Pershing, LLC, A Bank of New York Affiliate

Pershing.com
Pershing
Pershing processes security transactions and custodies client assets. Pershing is the world’s largest securities clearing firm. The company is an affiliate of the Bank of New York, the nation’s oldest bank, founded in 1784. Pershing is a member of the New York Stock Exchange and every other major U.S. securities exchange.

What Our Organization Offers

Securities Offered Through 
Bolton Global Capital, Inc. 
Member FINRA, SIPC
Advisory Services Offered Through
Bolton Global Asset Management, 
a SEC Registered Investment Advisor
DW1/DWA0262b
BNY Melon
State securities laws require that your Financial Representative be registered in the state in which you live. For this listing, please refer to the Broker Check Link provided. 

Check the background of your financial professional or our broker-dealers and registered investment advisor on FINRA's BrokerCheck. ​Bolton Global Capital, Bolton Global Asset Management and their financial professionals do not provide tax or legal services. Bolton Global Capital, LLC, is a registered broker-dealer. For more information, visit https://finra.org or https://sipc.org. Bolton Securities Corporation, d/b/a Bolton Global Asset Management and other trade names, a federally registered investment advisor. 

Click on the following LINK for copies of the firms’ Form ADV, Client Relationship Summary, Brokerage and Advisory Accounts Fee and Conflicts Disclosure and other important disclosure information.
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