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Account Custodianship

Dow Wealth Management client accounts are held by, and security transactions are handled by, Pershing, LLC, the world’s largest securities clearing firm. Pershing is an affiliate of the Bank of New York, the nation’s oldest bank, founded in 1784. Pershing is a member of the New York Stock Exchange and every other major U.S. securities exchange. 

All Pershing accounts enjoy unlimited account protection. The Securities Investor Protection Corp. (SIPC) provides protection up to $500,000 (of which no more than $100,000 can be in cash). The additional account protection is provided by private insurance companies. 

SIPC and private insurers protect against member business failure, but do not protect against the loss of investment principal due to changes in market value.

Pershing offers our clients comprehensive account services, including:

  • Regular detailed statements
  • Online account access
  • Periodic payments made electronically to your local bank checking account
  • Check writing privileges & ATM debit cards

What Our Organization Offers

Securities Offered Through 
Bolton Global Capital, Inc. 
Member FINRA, SIPC
Advisory Services Offered Through
Bolton Global Asset Management, 
a SEC Registered Investment Advisor
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State securities laws require that your Financial Representative be registered in the state in which you live. For this listing, please refer to the Broker Check Link provided. 

Check the background of your financial professional or our broker-dealers and registered investment advisor on FINRA's BrokerCheck. ​Bolton Global Capital, Bolton Global Asset Management and their financial professionals do not provide tax or legal services. Bolton Global Capital, LLC, is a registered broker-dealer. For more information, visit https://finra.org or https://sipc.org. Bolton Securities Corporation, d/b/a Bolton Global Asset Management and other trade names, a federally registered investment advisor. 

Click on the following LINK for copies of the firms’ Form ADV, Client Relationship Summary, Brokerage and Advisory Accounts Fee and Conflicts Disclosure and other important disclosure information.
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